Working with Integrated Compliance Advisors has been a very positive experience, and I would recommend them to anyone looking to increase their firm’s compliance standards. Their expertise and commitment to addressing all our compliance needs, as well as their help with educating and training all facets of compliance regulation, has been invaluable!
Sharon Evans
Fortis Group Advisors
We have really enjoyed our experience with ICA. The entire team is friendly, responsive, knowledgeable and just overall great to work with. We look forward to continuing this partnership for many years to come.
Austin Sweerus
Rik Saylor Financial
The entire team at ICA does a fantastic job. Stacie and her team keep us compiant and up to date with all changes in this regulatory environment. Always available to answer questions and clarify items for our firm! Highly recommend ICA!
Eric Hamberg
Have Questions?
The Fundamental Services package is the leaping-off point for new CCOs or those who desire further guidance in an ever-changing regulatory environment. We pride ourselves on our ability to coach and mentor individuals of all experience levels.
You can modify your level of engagement with ICA at any time. We do require that you not downgrade your service tier for a minimum of 3 months after initial engagement.
Our contracts are designed to be flexible and operate on a month-to-month basis. That said, upon initial engagement, we encourage clients to consider a one-year commitment. This provides ample time to thoughtfully integrate our policies, procedures, and processes into your firm’s culture of compliance. A longer engagement allows us to work more effectively together to build and reinforce strong, sustainable practices.
Schedule a Consultation
Ready to take a proactive approach to compliance?
Reach out to our team to discuss your needs and learn how we can support your firm.
