Cybersecurity incidents impacting the wealth management industry continue to accelerate at an alarming pace. More than 100 financial services firms reported data breaches during just the first four months of 2026, already outpacing last year’s trajectory.

State Advertising Rules Move Closer to the SEC Marketing Rule

As of June 3, 2026, the SEC’s amended Regulation S-P requirements are officially in effect for investment advisers with less than $1.5 billion in assets under management.